FULL_TIME
10+
Director, First Line of Defense Controls Lead
11/22/2025
The Director, First Line of Defense Controls Lead will oversee risk and control management strategies within the organization. This role requires leading a team to ensure compliance with regulatory expectations and optimizing risk-return trade-offs.
Working Hours
40 hours/week
Company Size
10,001+ employees
Language
English
Visa Sponsorship
No
About The Company
We help make money work for the world — managing it, moving it and keeping it safe. As a leading global financial services company at the center of the world’s financial system, we touch nearly 20% of the world’s investable assets. Today we help over 90% of Fortune 100 companies and nearly all the top 100 banks globally access the money they need. For more than 240 years we have partnered alongside our clients to create solutions that benefit businesses, communities and people everywhere.
Follow BNY on Instagram & X: @BNYglobal
About the Role
Bachelor's degree in finance or the equivalent combination of education and experience is required, advanced degree is preferred Extensive experience in Risk, Compliance and Control a corporate and/or investment banking capacity Strong Understanding of a Risk and Control framework, Control design and Control effectiveness Strong understanding of regulatory and supervisory expectations for large complex financial institutions Requires business, regulatory, operational and technology risk and control management expertise Ability to interpret and apply Risk & Compliance policies and procedures Ability to plan, syndicate and implement balanced risk and control strategies Detail-oriented, with the ability to follow up on items or determine appropriate steps for timely escalation and/or resolution Ability to work in a fast-paced environment and manage multiple deadlines and priorities Ability to lead, manage, build, and align a team of individuals having various backgrounds and skillsets to an agile way of working and to achieve new Platform goals utilizing their unique talents, strengths and experiences Deep industry/business/product knowledge and expertise in risk and control functions (incl. best practices) Leadership and influencing skills with the ability to advocate for decisions Ability to develop advanced capabilities (e.g., advanced analytics) to optimize risk return trade-offs for the business Subject matter expertise in the following areas of focus - Market Practice Risk, Fiduciary Risk, or Client / Sales Practice Risk
Key Skills
Risk ManagementComplianceControl DesignControl EffectivenessRegulatory KnowledgeOperational RiskTechnology RiskDetail-OrientedLeadershipTeam ManagementAdvanced AnalyticsMarket Practice RiskFiduciary RiskClient RiskSales Practice Risk
Categories
Management & LeadershipFinance & AccountingConsulting
Apply Now
Please let BNY know you found this job on PrepPal. This helps us grow!
Get Ready for the Interview!
Do you know that we have special program that includes "Interview questions that asked by BNY?"
Elevate your application
Generate a resume, cover letter, or prepare with our AI mock interviewer tailored to this job's requirements.