Senior Compliance & Client Implementation Manager

<div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-doxuseysYUio6Qia64JLLAwE7dh"> <div data-page-id="doxusokjWsaOkSCIjzixAfRM3sd" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-doxusaUYeCmu82WSkkm5KDd00db"> <div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-doxuseysYUio6Qia64JLLAwE7dh"> <div data-page-id="doxusokjWsaOkSCIjzixAfRM3sd" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-doxusaUYeCmu82WSkkm5KDd00db"> <div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div data-page-id="Kpucdjv7JoAcSZxSf7PuRl5Yscb" data-lark-html-role="root" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-Cfb8dvi9voxFkWxhNcmuJX50sZb"> <div data-page-id="PNNZdiw4Yo1ZOmx8btbucw8qsLG" data-lark-html-role="root" data-docx-has-block-data="false"> <h2 class="heading-2 ace-line old-record-id-ARMWdtKDIowwlyxaSOuuzEqssIf"><strong>Who We Are</strong></h2> </div> At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: <em>We Before Me</em>, <em>Do the Right Thing</em>, and <em>Get Things Done</em>. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.</div> <div class="ace-line ace-line old-record-id-Cfb8dvi9voxFkWxhNcmuJX50sZb"> <div data-page-id="PNNZdiw4Yo1ZOmx8btbucw8qsLG" data-lark-html-role="root" data-docx-has-block-data="false"> <h2 class="heading-2 ace-line old-record-id-PiRwdXFmiomeQDxx0RUuDGJ1sag"><strong>About the Opportunity</strong></h2> <div class="ace-line ace-line old-record-id-NrSYd8kjeoNTrexRDNsuNpZOsMd"> <div data-page-id="OC8OdpamQoEwbjxZ5lglgdq2g3d" data-lark-html-role="root" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-L1KCdIIqeoazZVxL6emlyVOFgJc">The Senior Compliance &amp; Client Implementation Manager will play a critical role in supporting OKX US’s institutional growth by serving as the primary compliance liaison for institutional onboarding, customer due diligence escalations, and pre-screening assessments. This role sits at the intersection of Compliance, CDD (Onboarding), and Business Development, ensuring that new institutional prospects and customers meet all AML/CFT, sanctions, and regulatory requirements prior to and throughout the onboarding lifecycle.</div> <div class="ace-line ace-line old-record-id-YUvhdvpHjoXntqxaLzDlFISqgNf">The manager’s top priority will be conducting and overseeing institutional pre-screening due diligence, CDD escalations, and Compliance Program Testing (CPT) for prospective institutional clients. Secondary responsibilities include broader compliance program support such as oversight reporting, regulatory mapping, policy documentation, and support for audits and examinations.</div> <div class="ace-line ace-line old-record-id-Six9dv2A9opvtZxG2U7l47Osguc">This role is ideal for a compliance professional with experience in institutional onboarding, program assessment, and cross-functional process management.</div> </div> </div> <h2 class="heading-2 ace-line old-record-id-HytwdMMd1o5PQtxqi9QudDSMsWV"><strong>What You’ll Be Doing</strong><strong> </strong></h2> <div data-page-id="OC8OdpamQoEwbjxZ5lglgdq2g3d" data-lark-html-role="root" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-W7jKdG6UToTGEux95ntlHUZOguf">The Senior Compliance &amp; Client Implementation Manager <u><strong>primary</strong></u> responsibilities, will lead efforts in customer due diligence escalations, institutional pre-screening due diligence, and Compliance Program Testing (CPT). Key responsibilities include:</div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-TN9Vddgs6oojfWx7TqLlYrDigld" data-list="bullet"> <div>Conduct comprehensive CDD and EDD reviews for retail and institutional clients, including verification of identity, beneficial ownership, control structures, and source of funds/wealth.</div> </li> <li class="ace-line ace-line old-record-id-XMcvdP6YfojCaJxjfKnlxqCngof" data-list="bullet"> <div>Review escalations related to PEPs, sanctions, and adverse media, providing clear, risk-based recommendations.</div> </li> <li class="ace-line ace-line old-record-id-TeUFd6PNEo2Q6rxJ448loueHgJf" data-list="bullet"> <div>Maintain accurate and audit-ready documentation across compliance systems.</div> </li> <li class="ace-line ace-line old-record-id-MAgtdkwkXo6Q54x890LlHWKZg7g" data-list="bullet"> <div>Collaborate with CDD, Business Development, and screening teams to refine workflows and strengthen onboarding controls.</div> </li> <li class="ace-line ace-line old-record-id-HwvbdOoHDoCaorxI00YlYdpGgOf" data-list="bullet"> <div>Lead institutional pre-screening due diligence, performing early-stage risk assessments to identify elevated or complex risk profiles.</div> </li> <li class="ace-line ace-line old-record-id-I167dZe71oWnjrx3RD2lDq9WgZd" data-list="bullet"> <div>Route high-risk institutional prospects to enhanced review pathways and provide actionable guidance to Business Development.</div> </li> <li class="ace-line ace-line old-record-id-WrrpdGTC3o7MLOxYvIjlMQvTgrb" data-list="bullet"> <div>Conduct Compliance Program Testing (CPT) for institutional clients, assessing the adequacy of CIP/KYC, EDD, ongoing monitoring, sanctions controls, and governance frameworks.</div> </li> <li class="ace-line ace-line old-record-id-PaRQdUmWQoQmh0xxRtZlmNGAgJh" data-list="bullet"> <div>Produce detailed reports and recommendations to ensure onboarding decisions are informed and aligned with regulatory requirements across all institutional verticals.</div> </li> </ul> <div data-page-id="OC8OdpamQoEwbjxZ5lglgdq2g3d" data-lark-html-role="root" data-docx-has-block-data="false"> <h3 class="heading-3 ace-line old-record-id-A014dKOyLonYokxfFHhlpKFaguh"><strong>Compliance Program Support</strong></h3> <div class="ace-line ace-line old-record-id-Cqhgd6Ce3ojXuIxwfA4llqsWgzf">The Senior Compliance &amp; Client Implementation Manager <u><strong>secondary</strong></u> responsibilities will support the broader compliance program by ensuring adherence to U.S. regulatory requirements and maintaining the effectiveness of compliance processes. Key responsibilities include:</div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-NLzWdrOofosxt3xf0AjlpJh4gFg" data-list="bullet"> <div>Review onboarding and lifecycle escalations for AML/CFT and sanctions adherence outside of institutional pre-screening.</div> </li> <li class="ace-line ace-line old-record-id-EqlFdAfoOoFUEsxnJs9lPJzJgeL" data-list="bullet"> <div>Monitor the effectiveness of compliance processes through oversight metrics, KPIs, and periodic reporting.</div> </li> <li class="ace-line ace-line old-record-id-XevZdb8JnoXZWAxmMmXllWHhgHb" data-list="bullet"> <div>Support internal and external audits, examinations, and regulatory inquiries by preparing documentation, coordinating responses, and maintaining evidence repositories.</div> </li> <li class="ace-line ace-line old-record-id-LUZCdGPM5oG2IkxX4TRlcDAfgXg" data-list="bullet"> <div>Maintain and update compliance policies, procedures, desk guides, workflows, and documentation.</div> </li> <li class="ace-line ace-line old-record-id-KbMadeVVIo1r7jxMEjslXY9igui" data-list="bullet"> <div>Participate in enhancement projects including screening system tuning, risk-model improvements, and new compliance initiatives.&nbsp;</div> </li> </ul> </div> </div> <h2 class="heading-2 ace-line old-record-id-ZvAmdvgIGoKyiHxjBTiu68Kcs9d"><strong>What We Look For In You&nbsp;</strong></h2> <div data-page-id="OC8OdpamQoEwbjxZ5lglgdq2g3d" data-lark-html-role="root" data-docx-has-block-data="false"> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-SPf6dca9LobBMZxqm4JlmaZqgSh" data-list="bullet"> <div>5–8+ years of experience in AML/CFT, KYC/CDD, institutional onboarding, or compliance program advisory within financial services, crypto, fintech, or equivalent regulated sector.</div> </li> <li class="ace-line ace-line old-record-id-MG2vdhoa1oXLBgxWglelffT1gNU" data-list="bullet"> <div>Strong knowledge of U.S. AML regulations (BSA/AML, USA PATRIOT Act, OFAC, MSB/MTL requirements, SEC/FINRA rules a plus).</div> </li> <li class="ace-line ace-line old-record-id-PlXvd0NNFoPZwCx2eHPllz7DgKd" data-list="bullet"> <div>Experience conducting EDD, program assessments, and risk-based due diligence on institutional clients.</div> </li> <li class="ace-line ace-line old-record-id-KGaFd1qZpoUiGLxIG88lOKHcgse" data-list="bullet"> <div>Excellent communication skills with the ability to translate complex compliance requirements into actionable guidance for business stakeholders.</div> </li> <li class="ace-line ace-line old-record-id-TEb8dFqL6oqtEwxn8M2lNBDvgCd" data-list="bullet"> <div>Strong analytical skills with experience interpreting corporate structures, financial statements, regulatory filings, and risk indicators.</div> </li> <li class="ace-line ace-line old-record-id-DJSkdaReroixgyxLXENlHQoegUe" data-list="bullet"> <div>Ability to manage multiple escalations and assessments in a fast-paced environment.</div> </li> </ul> </div> <h2 class="heading-2 ace-line old-record-id-ZvAmdvgIGoKyiHxjBTiu68Kcs9d">&nbsp;<strong>Nice to Haves</strong></h2> <div data-page-id="OC8OdpamQoEwbjxZ5lglgdq2g3d" data-lark-html-role="root" data-docx-has-block-data="false"> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-SANVdonJ6o1O8QxzhrBl9QcWg7b" data-list="bullet"> <div>Industry certifications (e.g., CAMS, CRCM, CFE)</div> </li> <li class="ace-line ace-line old-record-id-VsRCdWii7o8vqsxzdz7lot7igif" data-list="bullet"> <div>Familiarity with crypto products, blockchain analytics, and emerging financial crime typologies.</div> </li> <li class="ace-line ace-line old-record-id-FyLjdAhQIotBdsxTSm3lxPAvgDf" data-list="bullet"> <div>Experience in a Compliance/Legal/Risk function at a crypto company.</div> </li> <li class="ace-line ace-line old-record-id-Hv8CdGIOKo3QKTxMpvWlIpfyg5X" data-list="bullet"> <div>Experience with screening and transaction monitoring systems or compliance technology platforms.</div> </li> <li class="ace-line ace-line old-record-id-JjzkdfMa7oFKOrxtA5mlGSIFgad" data-list="bullet"> <div>Strong project management skills and experience leading process improvement initiatives.</div> </li> <li class="ace-line ace-line old-record-id-Yesdd2reSoJtaexynX9lAwkIgrd" data-list="bullet"> <div>Ability to train or mentor junior team members on compliance and due diligence best practices.</div> </li> </ul> </div> <h2 class="heading-2 ace-line old-record-id-CmqsdZ2GTo6Z9VxuHx4ugzRRsm3"><strong>Perks &amp;<span style="font-size: 18pt;"> Benefits </span></strong></h2> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-XvQudJ7z0ouSnuxOibouMkKzsCc" data-list="bullet"> <div>Competitive total compensation package</div> </li> <li class="ace-line ace-line old-record-id-GAzBdJXxLo291PxrthXurPeds4g" data-list="bullet"> <div>L&amp;D programs and Education subsidy for employees' growth and development</div> </li> <li class="ace-line ace-line old-record-id-CKPxdgHeoosenzxCpV2uV32ysz0" data-list="bullet"> <div>Various team building programs and company events</div> </li> <li class="ace-line ace-line old-record-id-XjPSdIa92oGeLox9Qo9uejVEs4c" data-list="bullet"> <div>Wellness and meal allowances&nbsp;</div> </li> <li class="ace-line ace-line old-record-id-CS34dAJCDoMDHxx95pZu43yjsxB" data-list="bullet"> <div>Comprehensive healthcare schemes for employees and dependants&nbsp;</div> </li> <li class="ace-line ace-line old-record-id-Uqtsd4bN8oaHt7xyPlYuxmfcsob" data-list="bullet"> <div>More that we love to tell you along the process!&nbsp;</div> </li> </ul> <p>&nbsp;</p> <div class="ace-line ace-line old-record-id-JGIsdeznCo2qpfxJAqkuViMfsHS"> <div> <div class="job__description body"> <div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-doxuseysYUio6Qia64JLLAwE7dh"> <div data-page-id="doxusokjWsaOkSCIjzixAfRM3sd" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-doxusaUYeCmu82WSkkm5KDd00db"> <div data-page-id="AEW3d0Y2noLuIcxROuFubTLpsZd" data-docx-has-block-data="false"> <div data-page-id="Zrp2dGhcIo3UFmxud3WuQirssDb" data-lark-html-role="root" data-docx-has-block-data="false"> <div data-page-id="I1Zud8CYtoGHccx0MImuyRU4s2c" data-lark-html-role="root" data-docx-has-block-data="false"> <div data-page-id="I1Zud8CYtoGHccx0MImuyRU4s2c" data-lark-html-role="root" data-docx-has-block-data="false"> <div class="ace-line ace-line old-record-id-ICVNdKGbzoyJvjx3MkouO6E4sSb"><span style="font-size: 18pt;"><strong>OKX Statement:</strong></span></div> <div class="ace-line ace-line old-record-id-I3fmdZuJFoTBq5x36pAufcDSstf">OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.</div> <ul class="list-bullet1"> <li class="ace-line ace-line old-record-id-VQLRdGn0XoVOLTx4jG6uxTLfsyc" data-list="bullet"> <div>The salary range for this position is $143,000 - $214,000 in California&nbsp;</div> </li> <li class="ace-line ace-line old-record-id-doxusmlMoCSm31HSRuqUGUssOLg" data-list="bullet"> <div>The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.</div> </li> </ul> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> <p>&nbsp;</p> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div><div class="content-conclusion"><div data-lark-html-role="root"><span class="text-only" data-eleid="18"><span class="text-only"><span class="text-only" data-eleid="6">Notice</span><em><strong><span class="text-only text-font-italic" data-eleid="7">:</span></strong></em><em> </em><span class="text-only" data-eleid="9-0">All official <span class="text-only text-with-abbreviation text-with-abbreviation-bottomline">OKX</span> vacancies are posted on this site. We are not affiliated with other third-party job boards except </span><a class="link rich-text-anchor __anchor-intercept-flag__" href="http://Linkedin.com" target="_blank" data-eleid="9-1" data-lark-is-custom="false" data-lark-link="true">Linkedin.com</a><span class="text-only" data-eleid="9-2">, listings on other sites may be inaccurate or outdated. This is the only source of truth for applications.</span></span></span></div> <div data-lark-html-role="root"><span class="text-only" data-eleid="18"><span class="text-only">Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to&nbsp;</span><span class="text-only text-with-abbreviation text-with-abbreviation-bottomline">OKX</span><span class="text-only">'s </span></span><a class="link rich-text-anchor __anchor-intercept-flag__ text-content-link" href="https://www.okx.com/en-eu/help/okx-candidate-privacy-notice" target="_blank" data-eleid="19" data-lark-is-custom="true" data-lark-link="true">Candidate Privacy Notice</a><span class="text-only" data-eleid="20"><span class="text-only">.</span></span></div></div>