Senior Internal Control and Audit Specialist

TMGM is one of the fastest-growing CFD and Forex brokers in the Asia-Pacific region, trusted by over 150,000 clients globally. With a strong focus on innovation, client satisfaction, and regulatory compliance, we continue to expand our presence across international markets.

Join us as we strengthen our Risk Management and Internal Control function across the Group. This role offers the opportunity to shape risk frameworks, enhance governance processes, and promote a culture of proactive risk awareness, while making a meaningful impact on the way we manage risk and support business growth.

Key Responsibilities:

• Engage in companywide Standard Operating Procedure Facilitation Program, reviewing delivered SOPs (e.g., controls and processes) by business departments, helping evaluate control design effectiveness, and building up a SOP library by aligning/leveraging AI
• Act as a trusted advisor to business leaders and key stakeholders, role modelling in risk management, internal control and corporate governance
• Lead the delivery of assurance activities including RCSA (Risk and Control self-assessments), walkthroughs across business departments and control testing
• Guide stakeholders on effective control design and foster a culture of continuous improvement
• Adopt data insights to identify control gaps and improvement opportunities, collaborating with control owners to implement enhancements
• Assist in managing Incidents and Breaches via Jia, including registering incidents in incident register and risk register, updating incident status, replying to customers, and notifying assessments and evaluations results to customers
• Participate in cross-functional incident reviews, including CEO risk meetings, supporting timely resolution and comprehensive post-incident risk reporting
• Support both short- and long-term initiatives stemming from incidents, helping embed risk management practices into core business operations
• Assist in scoping annual audit plan in line with enterprise risks and business priorities across licenses and entities
• Support coordination of internal audit engagements, ensuring collecting adequate and sufficient audit evidence
• Track audit actions and drive remediation action plans with stakeholders
• Help to prepare and update Business Impact Analyses (BIA) and the implementation of business continuity testing

• 5+years' experience in an internal audit, internal control, risk, compliance role within financial services
• Tertiary qualification in a related discipline (e.g., accounting, finance, commerce, business, audit) (degree qualified in Business, Finance, Risk, IT, or a related discipline)
• Professional certifications such as CA, CPA, CIA, CISA, or equivalent are desirable
• Demonstrated experience in internal control and internal audit in the financial services sector, including both financial and non-financial Audit Reviews
• Prior exposure to cybersecurity or IT Audit will be a plus
• Prior exposure to Forex and CFD trading (or financial services) environment is preferred
• Collaborative mindset with demonstrated ability to influence across departments
• High attention to detail with strong analytical and reporting capabilities
• Highly adaptable and able to manage multiple priorities in a fast-paced environment
• Curious, proactive, and committed to continuous learning and improvement
• Excellent interpersonal and stakeholder engagement skills
• Structured thinker with strong written and verbal communication skills
• Advanced Application of Microsoft Suite and data analytics tools (PowerBi), and exposure to Jira and Notion
• Exposure to GRC platform and experience supporting system rollout or enhancements (a plus)

• Competitive salary and performance-based bonuses.
• Opportunities for career growth and development within a global company.
• Collaborative and inclusive work environment with exposure to cross-region operations.
• Health and wellness benefits.
• Flexible working arrangements.