If you were to start this job tomorrow at FINRA, what would you try to achieve in your first month?

Hard Difficulty

Hard questions require advanced understanding and critical thinking. Here, your problem-solving skills are key, as these questions often involve complex scenarios needing in-depth analysis and well-structured responses.

Situational question

Situational questions put you in hypothetical scenarios to evaluate your problem-solving and decision-making skills. They require you to think quickly and showcase how you would navigate potential challenges at work.

Here's a Hint

Research FINRA's regulatory role and customer touch points before answering. Balance learning about financial regulations with practical customer experience improvement plans and stakeholder relationship building.